Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Aug 2025)
    • CF30 Customer (since 30 Jul 2025)
    • (6)Employed By (since 30 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (20 Jul 2020 to 9 Feb 2023)
    • CF30 Customer (1 Jul 2020 to 9 Feb 2023)
  • Clearwater Wealth Management (no longer approved here)

    FRN 401714

    • Employed By (1 Jul 2020 to 9 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.