Neel Sawjani

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited

    FRN 192666

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (23 Jan 2019 to 8 Dec 2019)
  • HANBURY WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 757991

    • CF30 Customer (14 Dec 2017 to 17 Oct 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Apr 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.