Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Doherty Pension & Investment Consultancy Limited (no longer approved here)

    FRN 186761

    • [FCA CF] Functions requiring qualifications (31 Jul 2023 to 24 Jul 2025)
    • [FCA CF] Client dealing (31 Jul 2023 to 24 Jul 2025)
    • Responsible for Insurance Mediation (14 Jan 2005 to 4 Jan 2006)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 4 Jan 2006)
    • CF10 Compliance Oversight (27 Aug 2004 to 4 Jan 2006)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Jan 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2006)
  • HANBURY WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 757991

    • [FCA CF] Functions requiring qualifications (15 Mar 2021 to 31 Aug 2023)
    • [FCA CF] Client dealing (15 Mar 2021 to 31 Aug 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • [FCA CF] Client dealing (30 Mar 2020 to 24 Nov 2020)
    • [FCA CF] Functions requiring qualifications (30 Mar 2020 to 24 Nov 2020)
  • GWM Solutions Ltd (no longer approved here)

    FRN 709462

    • Employed By (16 Jul 2015 to 1 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.