Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (31 Jul 2023 to 24 Jul 2025)
- [FCA CF] Client dealing (31 Jul 2023 to 24 Jul 2025)
- Responsible for Insurance Mediation (14 Jan 2005 to 4 Jan 2006)
- CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 4 Jan 2006)
- CF10 Compliance Oversight (27 Aug 2004 to 4 Jan 2006)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Jan 2006)
- CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2006)
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- [FCA CF] Functions requiring qualifications (15 Mar 2021 to 31 Aug 2023)
- [FCA CF] Client dealing (15 Mar 2021 to 31 Aug 2023)
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- [FCA CF] Client dealing (30 Mar 2020 to 24 Nov 2020)
- [FCA CF] Functions requiring qualifications (30 Mar 2020 to 24 Nov 2020)
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- Employed By (16 Jul 2015 to 1 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.