HALTON INSURANCE SERVICES LIMITED

• Principal Place of Business

  Trinity House

  78-80 Victoria Road

  Widnes

  Cheshire

  WA8 7RA

  UNITED KINGDOM

  Phone

  +441514201795

  Web

  https://www.haltoninsurance.co.uk

• Complaints Contact

  Trinity House

  78-80 Victoria Road

  Widnes

  Cheshire

  WA8 7RA

  UNITED KINGDOM

  Phone

  +441514201795

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Tierney

  IRN CXT00041

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF11 Money Laundering Reporting (1 Oct 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Oct 2004 to 31 Oct 2007)
  • CF1 Director (1 Oct 2004 to 8 Dec 2019)
• John Palmer

  IRN JXP00172

  • CF30 Customer (13 Nov 2014 to 23 Sep 2019)
• Mark Fry

  IRN MAF01192

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (26 Sep 2012 to 30 Sep 2018)
  • CF1 Director (26 Sep 2012 to 8 Dec 2019)
• Martin Joseph O'Connor

  IRN MJO00014

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 Jun 2025)
  • [FCA CF] Client dealing (since 12 Jun 2025)
• Michael Fry

  IRN MXF00040

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF1 Director (1 Oct 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Oct 2004 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Oct 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Oct 2004 to 31 Mar 2009)
• Nykki Dale

  IRN SND01030

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2025)
  • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
• Simon Paul Dunn

  IRN SPD01091

  • Responsible for Insurance Mediation (14 Jan 2005 to 7 May 2012)
  • CF1 Director (1 Oct 2004 to 7 May 2012)
• Thomas Murphy

  IRN TXM00052

  • CF30 Customer (4 Mar 2011 to 31 Dec 2012)
• William Frank Minards

  IRN WFM00002

  • CF30 Customer (17 Jan 2013 to 30 Apr 2014)

• LPL Lettings Ltd

  FRN 649965 · Appointed 15 Oct 2014

• Andrew Lewis (no longer appointed)

  FRN 650540 · Appointed 20 Oct 2014 · Until 12 Jan 2024

• Jan Williams Financial Services (2523) (no longer appointed)

  FRN 175337 · Appointed 15 Oct 2014 · Until 12 Jan 2024

No changes recorded yet.