Martin Joseph O'Connor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HALTON INSURANCE SERVICES LIMITED

    FRN 400359

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2025)
  • True Potential Wealth Management LLP

    FRN 529810

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 May 2012 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (16 Jan 2006 to 14 Mar 2006)
    • CF7 Sole Trader (AR) (20 Aug 2003 to 14 Mar 2006)
    • CF22 Investment Adviser (Trainee) (20 Aug 2003 to 16 Jan 2006)
  • J O' Connor & Associates (no longer approved here)

    FRN 227618

    • (1)Employed By (20 Aug 2003 to 14 Mar 2006)
  • J O'Connor & Associates Ltd (868) (no longer approved here)

    FRN 186411

    • (2)Employed By (1 Oct 1998 to 17 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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