Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Aug 2022)
- CF1 Director (AR) (11 Sep 2009 to 31 Mar 2018)
- CF30 Customer (11 Sep 2009 to 10 Aug 2022)
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- CF30 Customer (17 Jan 2013 to 30 Apr 2014)
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- (2)Employed By (11 Sep 2009 to 10 Aug 2022)
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- CF30 Customer (1 Nov 2007 to 4 Nov 2009)
- CF24 Pension Transfer Specialist (4 Oct 2006 to 31 Oct 2007)
- CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Aug 2006 to 4 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.