Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF24 Pension Transfer Specialist (1 Oct 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Oct 2004 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Oct 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Oct 2004 to 8 Dec 2019)
    • CF1 Director (1 Oct 2004 to 8 Dec 2019)
  • Halton Insurance Services Limited2367 (no longer approved here)

    FRN 133933

    • (2)Employed By (1 Oct 1998 to 1 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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