Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HALTON INSURANCE SERVICES LIMITED
FRN 400359
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF24 Pension Transfer Specialist (1 Oct 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Oct 2004 to 31 Mar 2009)
- CF21 Investment Adviser (1 Oct 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Oct 2004 to 8 Dec 2019)
- CF1 Director (1 Oct 2004 to 8 Dec 2019)
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- (2)Employed By (1 Oct 1998 to 1 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.