John Palmer

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROBERT MILLER FINANCIAL MANAGEMENT LIMITED

    FRN 230693

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Mar 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (16 Apr 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (16 Apr 2004 to 8 Dec 2019)
    • CF1 Director (16 Apr 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Apr 2004 to 8 Dec 2019)
    • CF3 Chief Executive (16 Apr 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Apr 2004 to 31 Oct 2007)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2023)
  • HALTON INSURANCE SERVICES LIMITED (no longer approved here)

    FRN 400359

    • CF30 Customer (13 Nov 2014 to 23 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.