Halifax Share Dealing Limited

• Principal Place of Business

  Lloyds Banking Group plc

  11-12 Wellington Place

  Leeds

  LS1 4AP

  UNITED KINGDOM

  Phone

  +441132703685

  Web

  http://www.halifax.co.uk

• Complaints Contact

  Lloyds Banking Group plc

  11-12 Wellington Place

  Leeds

  LS1 4AP

  UNITED KINGDOM

  Phone

  +441132703685

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share, Unit

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Laura Wardle

  IRN LXW01351

  • CF30 Customer (19 Nov 2013 to 24 Feb 2017)
• Lesley McGowan

  IRN LXM01568

  • [FCA CF] Client dealing (28 Feb 2020 to 31 Jan 2024)
  • [FCA CF] Functions requiring qualifications (28 Feb 2020 to 31 Jan 2024)
  • CF30 Customer (15 Nov 2010 to 8 Dec 2019)
• Letitia Mary Smith

  IRN LXM00027

  • CF28 Systems and controls (25 Apr 2017 to 8 Dec 2019)
• Lindsey Linton

  IRN LXL00253

  • [FCA CF] Client dealing (7 Sep 2023 to 14 Jul 2025)
  • [FCA CF] Functions requiring qualifications (7 Sep 2023 to 14 Jul 2025)
• Louisa Barbara Mary King

  IRN LBE00004

  • SMF16 Compliance Oversight (since 1 Sep 2024)
• Louisa Dingwall

  IRN LCB01046

  • CF30 Customer (1 Nov 2007 to 16 Feb 2018)
  • CF26 Customer Trading (19 Jul 2006 to 31 Oct 2007)
• Luigino Mustone

  IRN LXM01167

  • CF30 Customer (1 Nov 2007 to 14 Nov 2013)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Manuel Angel Pardavila Gonzalez

  IRN MAG01274

  • SMF18 Other Overall Responsibility (since 26 Nov 2025)
  • [FCA CF] Manager of certification employee (2 Apr 2025 to 7 May 2025)
  • [FCA CF] Material risk taker (1 Sep 2024 to 31 Oct 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2024 to 31 Oct 2025)
  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2024)
  • CF1 Director (10 Oct 2018 to 8 Dec 2019)
  • CF3 Chief Executive (10 Oct 2018 to 8 Dec 2019)
• Marc Lien

  IRN MXL02161

  • CF2 Non Executive Director (30 Jun 2015 to 27 Jul 2018)
• Margaret Sandra Addyman

  IRN MSA01032

  • CF28 Systems and controls (1 Nov 2007 to 12 Jun 2009)
  • CF14 Risk Assessment (22 Feb 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 12 Jun 2009)

• The Motley Fool Ltd (no longer appointed)

  FRN 422737 · Appointed 25 Aug 2006 · Until 15 Mar 2015

No changes recorded yet.