Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF28 Systems and controls (1 Nov 2007 to 12 Jun 2009)
    • CF14 Risk Assessment (22 Feb 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.