Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (20 Dec 2022 to 20 Aug 2023)
    • [PRA CF] Managing a material risk taker (20 Dec 2022 to 20 Aug 2023)
    • [FCA CF] Material risk taker (10 Mar 2016 to 31 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Mar 2016 to 31 Oct 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (20 Dec 2022 to 20 Aug 2023)
    • [PRA CF] Managing a material risk taker (20 Dec 2022 to 20 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Mar 2016 to 31 Oct 2024)
    • [FCA CF] Material risk taker (10 Mar 2016 to 31 Oct 2024)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF2 Non Executive Director (30 Jun 2015 to 27 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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