Letitia Mary Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF7 Group Entity Senior Manager (26 Oct 2020 to 4 Jun 2021)
  • Black Horse Limited (no longer approved here)

    FRN 313409

    • SMF16 Compliance Oversight (15 Feb 2020 to 4 Jul 2021)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jul 2021)
    • CF10 Compliance Oversight (25 Apr 2017 to 8 Dec 2019)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jul 2021)
    • CF10 Compliance Oversight (25 Apr 2017 to 8 Dec 2019)
    • CF28 Systems and controls (25 Apr 2017 to 8 Dec 2019)
  • Housing Growth Partnership Manager Limited (no longer approved here)

    FRN 709515

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jul 2021)
    • CF10 Compliance Oversight (25 Apr 2017 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF16 Compliance Oversight (25 Apr 2017 to 4 Jul 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF16 Compliance Oversight (25 Apr 2017 to 4 Jul 2021)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF28 Systems and controls (25 Apr 2017 to 8 Dec 2019)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF10 Compliance Oversight (10 May 2011 to 4 Jan 2012)
    • CF11 Money Laundering Reporting (11 Feb 2011 to 21 Oct 2012)
    • CF28 Systems and controls (6 May 2009 to 21 Oct 2012)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF10 Compliance Oversight (18 Apr 2011 to 4 Jan 2012)
    • CF11 Money Laundering Reporting (11 Feb 2011 to 21 Oct 2012)
    • CF28 Systems and controls (6 May 2009 to 21 Oct 2012)
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Updates to this individual's record on the FCA register.

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