Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Peter George Crane

  IRN PGC01042

  • CF30 Customer (20 Sep 2011 to 14 Mar 2016)
• Peter Homan

  IRN PBH01022

  • CF30 Customer (1 Nov 2007 to 3 Jun 2011)
  • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
• Peter James Tracey

  IRN PJT01073

  • CF1 Director (22 Jan 2013 to 1 Jul 2013)
  • CF30 Customer (16 Feb 2010 to 30 Sep 2013)
• Peter Jonathan Ward

  IRN PJW01192

  • CF30 Customer (5 Jan 2009 to 30 Mar 2012)
  • CF21 Investment Adviser (19 Feb 2002 to 31 Oct 2007)
• Peter Tomlinson Jannetta

  IRN PTJ01026

  • CF30 Customer (15 Mar 2011 to 22 Sep 2011)
• Philip Daniel Richards

  IRN PDR01047

  • CF30 Customer (1 Nov 2007 to 29 Oct 2008)
  • CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)
• Philippe Piessens

  IRN PXP01159

  • CF30 Customer (27 Oct 2008 to 31 May 2010)
• Phillip Derek Dobbin

  IRN PDD01034

  • CF30 Customer (13 Apr 2011 to 6 Jan 2015)
• Phillip James Kennedy

  IRN PJK01065

  • CF30 Customer (21 Oct 2009 to 12 Jul 2010)
• Phillip John Morton

  IRN PJM01211

  • CF30 Customer (1 Aug 2012 to 5 Dec 2014)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.