Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Pierre Eymeric Marie De Pelleport Burete

  IRN PED01020

  • CF30 Customer (20 Aug 2014 to 28 Jan 2016)
• Pierre Francois Suhrcke

  IRN PFS01043

  • CF2 Non Executive Director (24 Jun 2002 to 18 Dec 2003)
• Piers Egerton-Warburton

  IRN PXE00095

  • [FCA CF] Client dealing (17 Jan 2024 to 5 Jul 2024)
  • [FCA CF] Significant management (17 Jan 2024 to 5 Jul 2024)
• Ping Shi

  IRN PXS07571

  • SMF9 Chair of the Governing Body (since 28 Oct 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (13 Nov 2018 to 8 Dec 2019)
• Polly Ann Williams

  IRN PAW01197

  • CF2 Non Executive Director (26 Oct 2007 to 29 Nov 2010)
• Pramod Jayaprakash Gubbi

  IRN PJG01200

  • CF30 Customer (8 Feb 2010 to 3 Jun 2011)
• Prashant Tiwari

  IRN PXT00143

  • CF30 Customer (27 Jul 2015 to 13 May 2016)
• Rafael Caldeira De Castel-Branco Valverde

  IRN RCV01012

  • CF2 Non Executive Director (13 Jun 2011 to 6 May 2016)
  • CF1 Director (12 Oct 2010 to 3 Jun 2011)
• Rakshit Ranjan

  IRN RXR01325

  • CF30 Customer (8 Feb 2010 to 12 Jul 2010)
• Ramon Martin Varela

  IRN RMV01010

  • CF30 Customer (26 Aug 2009 to 6 Jun 2011)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.