Peter James Tracey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blackdown Partners Limited
FRN 941043
- [FCA CF] Client dealing (since 1 Apr 2021)
- SMF1 Chief Executive (since 31 Mar 2021)
- SMF3 Executive Director (since 31 Mar 2021)
Frank Investments Limited (no longer approved here)
FRN 627697
- CF30 Customer (20 Nov 2019 to 30 Mar 2021)
- CF1 Director (AR) (20 Nov 2019 to 30 Mar 2021)
Blackdown Partners Limited (no longer approved here)
FRN 845910
- Employed By (20 Nov 2019 to 30 Mar 2021)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF1 Director (18 Nov 2013 to 21 Mar 2017)
- CF30 Customer (1 Oct 2013 to 30 Apr 2019)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF1 Director (22 Jan 2013 to 1 Jul 2013)
- CF30 Customer (16 Feb 2010 to 30 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.