Date authorised
31 March 2021
Companies House
11942968
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Grosvenor Gardens
    London
    SW1W 0AU
    UNITED KINGDOM
    Phone
    +442038078484
  • Complaints Contact

    52 Grosvenor Gardens
    London
    SW1W 0AU
    UNITED KINGDOM
    Phone
    +442038078484

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Edward Collett

    IRN JEC01103

    • [FCA CF] Client dealing (since 3 Nov 2022)
  • Peter James Tracey

    IRN PJT01073

    • [FCA CF] Client dealing (since 1 Apr 2021)
    • SMF1 Chief Executive (since 31 Mar 2021)
    • SMF3 Executive Director (since 31 Mar 2021)
  • THOMAS SAMUEL MARRIAGE

    IRN TSM01059

    • [FCA CF] Client dealing (1 Apr 2021 to 9 Mar 2022)
  • Thomas Charles Fyson

    IRN TCF00008

    • [FCA CF] Client dealing (since 1 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2021)
    • SMF3 Executive Director (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 31 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.