Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 31 Mar 2021)
    • SMF3 Executive Director (since 31 Mar 2021)
  • VICARAGE CAPITAL LIMITED (no longer approved here)

    FRN 455300

    • CF30 Customer (1 Nov 2022 to 27 Nov 2022)
    • CF5 Director of Unincorporated Association (AR) (1 Nov 2022 to 27 Nov 2022)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF30 Customer (16 Sep 2019 to 30 Mar 2021)
    • CF1 Director (AR) (16 Sep 2019 to 30 Mar 2021)
  • Blackdown Partners Limited (no longer approved here)

    FRN 845910

    • Employed By (16 Sep 2019 to 30 Mar 2021)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (14 Jul 2017 to 30 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.