Peter Homan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP

    FRN 465131

    • [FCA CF] Client dealing (since 1 Mar 2020)
    • [FCA CF] Significant management (since 1 Mar 2020)
    • [FCA CF] Material risk taker (since 1 Mar 2020)
    • [FCA CF] Manager of certification employee (since 1 Mar 2020)
    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (11 Jul 2012 to 30 Jun 2018)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (1 Nov 2007 to 3 Jun 2011)
    • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.