Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• George Verey Fenner Panton

  IRN GVP01005

  • CF30 Customer (12 May 2010 to 5 Apr 2012)
• Gerald Marie Jean Alain Avenel

  IRN GXA01260

  • [FCA CF] Client dealing (11 Oct 2021 to 31 Aug 2022)
• Gerald Nicholas Khoo

  IRN GNK01007

  • CF30 Customer (27 Jun 2011 to 13 Aug 2013)
• Giasone Ulisse Salati

  IRN GUS01001

  • CF30 Customer (1 Nov 2007 to 2 Aug 2013)
  • CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
• Giovanni Carriere

  IRN GXC01560

  • CF30 Customer (1 Nov 2007 to 12 May 2009)
  • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
• Goncalo Pedreira Mendes de Almeida

  IRN GXM02117

  • CF29 Significant management (20 Sep 2013 to 12 Sep 2014)
• Graham Peter Jones

  IRN GPJ01008

  • CF30 Customer (25 Sep 2014 to 25 Sep 2014)
• Graham Stuart Cottis

  IRN GSC01033

  • CF30 Customer (17 Nov 2009 to 31 May 2010)
• Guy Anthony Hewett

  IRN GAH01067

  • CF30 Customer (5 Mar 2012 to 6 Aug 2013)
• Hamish Low

  IRN HXL01084

  • CF26 Customer Trading (21 May 2004 to 29 Nov 2005)
  • CF21 Investment Adviser (21 May 2004 to 29 Nov 2005)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.