Giovanni Carriere

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Asset Management (UK) Limited

    FRN 119337

    • [FCA CF] Client dealing (since 6 Mar 2020)
    • [FCA CF] Manager of certification employee (since 6 Mar 2020)
    • [FCA CF] Material risk taker (28 Jul 2020 to 17 Oct 2022)
    • CF30 Customer (6 Mar 2018 to 8 Dec 2019)
  • J.P. Morgan Investment Management Inc

    FRN 119267

    • [FCA CF] Client dealing (since 6 Mar 2020)
    • [FCA CF] Manager of certification employee (since 6 Mar 2020)
    • CF30 Customer (6 Mar 2018 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (19 May 2022 to 30 Sep 2022)
    • [FCA CF] Client dealing (6 Mar 2020 to 30 Sep 2022)
  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • CF30 Customer (2 Sep 2009 to 17 Apr 2014)
    • CF4 Partner (2 Sep 2009 to 1 Aug 2014)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (1 Nov 2007 to 12 May 2009)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.