Gerald Marie Jean Alain Avenel

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • [FCA CF] Client dealing (11 Oct 2021 to 31 Aug 2022)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2021)
    • CF30 Customer (11 Nov 2016 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (7 Mar 2014 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 19 Sep 2013)
    • CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.