Graham Stuart Cottis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ITI Capital Limited (no longer approved here)
FRN 171487
- CF30 Customer (6 Jan 2018 to 9 Sep 2019)
LONDON CAPITAL GROUP LIMITED (no longer approved here)
FRN 182110
- CF30 Customer (18 Jan 2016 to 30 Jun 2016)
Old Park Lane Capital Limited (no longer approved here)
FRN 477870
- CF30 Customer (11 Jun 2015 to 29 Jan 2016)
Solo Capital Partners LLP (no longer approved here)
FRN 566533
- CF30 Customer (14 May 2015 to 29 Jan 2016)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (26 Feb 2015 to 3 Mar 2015)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (13 Aug 2010 to 28 Mar 2014)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (17 Nov 2009 to 31 May 2010)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 14 Apr 2008)
- CF21 Investment Adviser (21 Apr 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.