Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Nov 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2002 to 26 Aug 2004)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (25 Sep 2014 to 25 Sep 2014)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 24 Sep 2014)
    • CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (1 Nov 2004 to 6 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.