Gravis Capital Management Ltd

Date authorised
20 April 2017
Companies House
10471852
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Savile Row
    London
    W1S 2ES
    UNITED KINGDOM
    Phone
    +442034058500
    Web
    https://www.graviscapital.com

  • Complaints Contact

    24 Savile Row
    London
    W1S 2ES
    UNITED KINGDOM
    Phone
    +442034058500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip William Kent

    IRN PWK01032

    • SMF3 Executive Director (since 2 Jun 2023)
    • SMF1 Chief Executive (since 2 Jun 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Apr 2024 to 18 Mar 2025)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
  • Raviv Shtaingos

    IRN RXS01396

    • [FCA CF] Client dealing (22 Aug 2023 to 30 Nov 2023)
  • Robyn Catherine MacHugh

    IRN RXO00015

    • [FCA CF] Client dealing (since 6 Jan 2020)
  • Rollo Andrew Johnstone Wright

    IRN RAW01128

    • Director of firm who is not a certification employee or a SMF manager (since 8 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jun 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Jun 2023)
    • CF3 Chief Executive (20 Mar 2019 to 8 Dec 2019)
    • CF1 Director (20 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
  • Ronan Niall Kierans

    IRN RNK01011

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Feb 2021)
    • CF2 Non Executive Director (30 Jul 2019 to 8 Dec 2019)
    • CF1 Director (20 Apr 2017 to 30 Jul 2019)
    • CF30 Customer (20 Apr 2017 to 30 Jul 2019)
  • Saira Jane Johnston

    IRN SJS01315

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2023)
    • CF28 Systems and controls (20 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
  • Sarah Bowe

    IRN SXB01352

    • SMF16 Compliance Oversight (since 15 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
    • CF10 Compliance Oversight (20 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Apr 2017 to 8 Dec 2019)
  • Stefan Gordijn

    IRN SXG00778

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
  • Stephen Arthur West

    IRN SAW01133

    • SMF9 Chair of the Governing Body (27 Feb 2021 to 31 Mar 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 May 2023)
    • CF2 Non Executive Director (20 Mar 2019 to 8 Dec 2019)
    • CF1 Director (20 Apr 2017 to 20 Mar 2019)
    • CF30 Customer (20 Apr 2017 to 20 Mar 2019)
  • Stephen Campbell Joseph Ellis

    IRN SCE01017

    • SMF3 Executive Director (9 Dec 2019 to 5 Feb 2021)
    • CF1 Director (20 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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