Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gravis Capital Management Ltd (no longer approved here)

    FRN 770680

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
    • CF28 Systems and controls (20 Apr 2017 to 8 Dec 2019)
  • Moorfield Investment Management Limited (no longer approved here)

    FRN 196334

    • CF30 Customer (15 Jul 2013 to 10 Feb 2017)
    • CF10 Compliance Oversight (15 Jul 2013 to 10 Feb 2017)
    • CF28 Systems and controls (15 Jul 2013 to 10 Feb 2017)
  • CBRE Investment Management (UK Funds) Limited (no longer approved here)

    FRN 179712

    • CF30 Customer (1 Nov 2007 to 1 Oct 2012)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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