Moorfield Investment Management Limited

Date authorised
1 April 2013
Companies House
04017777
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Moorfield Group Ltd
    10 Grosvenor Street
    London
    Westminster
    W1K 4QB
    UNITED KINGDOM
    Phone
    +4402073991900
    Web
    https://www.moorfield.com

  • Complaints Contact

    Moorfield Group Ltd
    10 Grosvenor Street
    London
    Westminster
    W1K 4QB
    UNITED KINGDOM
    Phone
    +4402073991900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles John Ferguson Davie

    IRN CJF01102

    • SMF1 Chief Executive (since 27 Mar 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Jun 2013 to 8 Dec 2019)
    • CF30 Customer (25 Jun 2013 to 8 Dec 2019)
  • Chris Perera

    IRN CXP00592

    • [FCA CF] Client dealing (since 1 Sep 2023)
  • Emily Eban

    IRN EXE00074

    • [FCA CF] Client dealing (since 1 Jan 2022)
  • Graham Bryan Stanley

    IRN GBS01021

    • CF1 Director (1 Dec 2001 to 14 Dec 2017)
  • Graham Robert Sidwell

    IRN GRS01087

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Jan 2022)
    • CF10 Compliance Oversight (25 Jun 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Marc Edward Charles Gilbard

    IRN MEG01038

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Nicholas William John Edwards

    IRN NWE01004

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
    • CF28 Systems and controls (12 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (12 Aug 2013 to 8 Dec 2019)
    • CF29 Significant management (12 Aug 2013 to 8 Dec 2019)
    • CF1 Director (12 Aug 2013 to 8 Dec 2019)
  • Robbert Tom Francois Zoet

    IRN RTZ01001

    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • Ross Netherway

    IRN RXN01201

    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2023)
  • Sadie Joanna Malim

    IRN SJM01604

    • SMF3 Executive Director (since 9 Nov 2021)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.