Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Moorfield Investment Management Limited (no longer approved here)

    FRN 196334

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
    • CF1 Director (12 Aug 2013 to 8 Dec 2019)
    • CF28 Systems and controls (12 Aug 2013 to 8 Dec 2019)
    • CF29 Significant management (12 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (12 Aug 2013 to 8 Dec 2019)
  • Aon UK Limited (no longer approved here)

    FRN 310451

    • CF1 Director (AR) (1 Sep 2006 to 13 Dec 2007)
  • Xchanging Broking Services Ltd (no longer approved here)

    FRN 455694

    • Employed By (1 Sep 2006 to 13 Dec 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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