Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
- CF1 Director (12 Aug 2013 to 8 Dec 2019)
- CF28 Systems and controls (12 Aug 2013 to 8 Dec 2019)
- CF29 Significant management (12 Aug 2013 to 8 Dec 2019)
- CF30 Customer (12 Aug 2013 to 8 Dec 2019)
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- CF1 Director (AR) (1 Sep 2006 to 13 Dec 2007)
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- Employed By (1 Sep 2006 to 13 Dec 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.