Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 8 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jun 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Jun 2023)
    • CF3 Chief Executive (20 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
    • CF1 Director (20 Apr 2017 to 8 Dec 2019)
  • Valu-Trac Investment Management Limited (no longer approved here)

    FRN 145168

    • CF1 Director (AR) (5 Oct 2022 to 3 Oct 2023)
  • Gravis Advisory Limited (no longer approved here)

    FRN 728926

    • Employed By (5 Oct 2022 to 3 Oct 2023)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (15 Jun 2004 to 20 Aug 2004)
    • CF22 Investment Adviser (Trainee) (3 Feb 2004 to 15 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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