Stephen Campbell Joseph Ellis

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gravis Capital Management Ltd (no longer approved here)
FRN 770680
- SMF3 Executive Director (9 Dec 2019 to 5 Feb 2021)
- CF1 Director (20 Apr 2017 to 8 Dec 2019)
- CF30 Customer (20 Apr 2017 to 8 Dec 2019)
Valu-Trac Investment Management Limited (no longer approved here)
FRN 145168
- CF1 Director (AR) (13 Nov 2017 to 31 Mar 2023)
- CF30 Customer (29 Jan 2016 to 19 Oct 2022)
Gravis Advisory Limited (no longer approved here)
FRN 728926
- Employed By (29 Jan 2016 to 31 Mar 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.