Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carol A R Rice

  IRN CAR01077

  • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 14 Oct 2005)
• Caroline Elizabeth Leech

  IRN CXL01169

  • CF24 Pension Transfer Specialist (1 Jul 2004 to 29 Jun 2007)
  • CF26 Customer Trading (1 Jul 2004 to 29 Jun 2007)
  • CF21 Investment Adviser (1 Jul 2004 to 29 Jun 2007)
• Caroline Mary Helen Goodall

  IRN CMG01122

  • CF2 Non Executive Director (16 Sep 2010 to 30 Jun 2017)
• Carolyn Jayne Hicks

  IRN CXH00787

  • SMF27 Partner (1 Jul 2024 to 1 Apr 2025)
• Catherine Geary

  IRN CMS01120

  • CF30 Customer (14 Nov 2017 to 29 Nov 2019)
• Charanjit Kaur Yogeshbhai Patel

  IRN CKP01007

  • CF30 Customer (1 Nov 2007 to 28 Oct 2008)
  • CF23 Corporate Finance Adviser (12 Jun 2007 to 31 Oct 2007)
• Charles Cavendish

  IRN CXC01690

  • CF30 Customer (12 Jul 2012 to 12 Jun 2017)
• Charles Enea Cattaneo

  IRN CEC01051

  • CF30 Customer (1 Nov 2007 to 29 Apr 2009)
• Chris J R Kirby

  IRN CJK01039

  • CF26 Customer Trading (1 Jul 2004 to 26 Oct 2005)
• Christian Poziemski

  IRN CXP01431

  • CF30 Customer (3 Dec 2007 to 31 Dec 2009)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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