Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher James Smith

  IRN CXS01011

  • SMF27 Partner (since 2 Jun 2025)
• Christopher John Faulkner

  IRN CJF00036

  • CF30 Customer (31 Mar 2008 to 30 Jun 2010)
• Christopher John Maguire

  IRN CJM01233

  • CF30 Customer (27 Aug 2010 to 29 Nov 2019)
• Christopher Joseph Robert McLean

  IRN CJM01355

  • CF30 Customer (since 9 Dec 2025)
• Christopher March Clayton

  IRN CXC01295

  • CF30 Customer (1 Nov 2007 to 27 May 2008)
  • CF23 Corporate Finance Adviser (1 Jul 2007 to 31 Oct 2007)
• Christopher Mark Crichton Naughton

  IRN MXN01166

  • CF30 Customer (2 Feb 2017 to 30 Jun 2017)
• Christopher Norman Carter

  IRN CNC00007

  • CF30 Customer (1 Nov 2007 to 28 Sep 2012)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
• Christopher Stanley O'Meara

  IRN CSO00005

  • CF30 Customer (17 Nov 2015 to 31 Dec 2016)
• Claire A Gardner

  IRN CAG01064

  • CF26 Customer Trading (1 Jul 2004 to 30 Nov 2005)
  • CF21 Investment Adviser (1 Jul 2004 to 30 Nov 2005)
• Claire Gilmore

  IRN CXG01207

  • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 27 Apr 2007)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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