Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Corbel Partners Limited
FRN 429142
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 1 May 2020)
- [FCA CF] Client dealing (since 1 May 2020)
- [FCA CF] Functions requiring qualifications (since 1 May 2020)
- Appointed representative dealing with clients for which they require qualification (since 1 May 2020)
- [PRA CF] Key function holder (1 May 2020 to 2 May 2020)
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Wealth Design Holdings Limited
FRN 923351
- Employed By (since 1 May 2020)
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- CF30 Customer (17 Nov 2015 to 31 Dec 2016)
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- CF30 Customer (29 Jun 2011 to 29 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.