Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 1 May 2020)
    • [FCA CF] Client dealing (since 1 May 2020)
    • [FCA CF] Functions requiring qualifications (since 1 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2020)
    • [PRA CF] Key function holder (1 May 2020 to 2 May 2020)
    • Employed By (since 1 May 2020)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (17 Nov 2015 to 31 Dec 2016)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF30 Customer (29 Jun 2011 to 29 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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