Caroline Elizabeth Leech

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Paradigm Norton Financial Planning Ltd

    FRN 455083

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
  • Bowmore Financial Planning Limited (no longer approved here)

    FRN 115180

    • CF30 Customer (19 Oct 2010 to 29 Jun 2016)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF24 Pension Transfer Specialist (1 Jul 2004 to 29 Jun 2007)
    • CF21 Investment Adviser (1 Jul 2004 to 29 Jun 2007)
    • CF26 Customer Trading (1 Jul 2004 to 29 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.