Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Austin Derek Brydon

  IRN ADB00006

  • [FCA CF] Client dealing (20 Apr 2021 to 31 Dec 2022)
• Avril Elizabeth Adams

  IRN AEA00006

  • CF30 Customer (1 Nov 2007 to 29 Nov 2019)
  • CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
  • CF26 Customer Trading (28 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Feb 2005 to 28 Feb 2006)
• Barry Gordon Doggett

  IRN BGD00004

  • CF30 Customer (2 Sep 2016 to 29 Nov 2019)
• Becky M I Hallett

  IRN BMH01026

  • CF21 Investment Adviser (1 Jul 2004 to 30 Apr 2005)
  • CF26 Customer Trading (1 Jul 2004 to 30 Apr 2005)
• Ben Rowntree

  IRN BJR00018

  • CF30 Customer (since 27 Feb 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • CF30 Customer (14 Feb 2018 to 8 Dec 2019)
• Beverley Anne Lavin

  IRN BAL00002

  • CF26 Customer Trading (13 May 2005 to 30 Sep 2005)
  • CF24 Pension Transfer Specialist (13 May 2005 to 30 Sep 2005)
  • CF21 Investment Adviser (1 Jul 2004 to 30 Sep 2005)
• Brian Michael Moritz

  IRN BMM01026

  • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Dec 2004)
• Bruce Saunderson

  IRN BXS00024

  • CF30 Customer (15 Aug 2008 to 2 Jul 2010)
• Carl John Tremlin

  IRN CJT01099

  • CF30 Customer (14 Jan 2015 to 29 Jan 2016)
• Carlton James Crabbe

  IRN CJC00058

  • CF30 Customer (8 Feb 2008 to 19 Dec 2008)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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