Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2021)
    • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 29 Nov 2019)
    • CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
    • CF26 Customer Trading (28 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Feb 2005 to 28 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.