Carl John Tremlin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FRANCIS CLARK FINANCIAL PLANNING LIMITED

    FRN 433591

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
    • [FCA CF] Client dealing (since 1 Aug 2023)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Functions requiring qualifications (1 Apr 2019 to 7 May 2021)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (1 Jun 2016 to 14 Jan 2019)
    • CF30 Customer (11 Feb 2016 to 6 Mar 2016)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (14 Jan 2015 to 29 Jan 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Oct 2012)
    • CF22 Investment Adviser (Trainee) (4 Jun 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (2 Jan 2007 to 2 Mar 2007)
    • CF22 Investment Adviser (Trainee) (26 Apr 2006 to 2 Jan 2007)
  • Hackett Wealth Management (no longer approved here)

    FRN 196815

    • (8)Employed By (6 May 2003 to 25 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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