Austin Derek Brydon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Grant Thornton UK LLP (no longer approved here)
FRN 231791
- [FCA CF] Client dealing (20 Apr 2021 to 31 Dec 2022)
Beckett Financial Services Limited (no longer approved here)
FRN 138104
- CF30 Customer (8 Apr 2014 to 14 Apr 2017)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF30 Customer (1 Nov 2007 to 12 Feb 2010)
- CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Jan 2007 to 20 Aug 2007)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (1 Aug 2002 to 29 Dec 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (1 Aug 2002 to 29 Dec 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.