Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott Barnes

  IRN SXB01523

  • CF8 Apportionment and Oversight (1 Jan 2009 to 31 Mar 2009)
  • CF4 Partner (10 Dec 2008 to 30 Jun 2015)
  • CF3 Chief Executive (10 Dec 2008 to 30 Jun 2015)
• Seamus Finbarr Brosnan

  IRN SFB01032

  • CF30 Customer (19 Feb 2010 to 20 May 2011)
• Sean Anthony Jones

  IRN SAJ01068

  • CF30 Customer (12 Apr 2010 to 31 May 2014)
• Sean K Croston

  IRN SKC01016

  • SMF27 Partner (9 Dec 2019 to 30 Jun 2024)
  • CF4 Partner (29 Aug 2019 to 8 Dec 2019)
• Sharon Lisa Gilmour

  IRN SLG01046

  • CF22 Investment Adviser (Trainee) (31 Oct 2006 to 24 Oct 2007)
• Shaun Matthew Paul O'Callaghan

  IRN SMO01045

  • CF30 Customer (27 Feb 2025 to 31 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Mar 2024)
• Shauna Maria Radhika Jhappan

  IRN SMT00003

  • CF30 Customer (28 Dec 2007 to 31 Mar 2009)
• Simon Bruce Bevan

  IRN SBB01061

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
  • CF4 Partner (17 Aug 2015 to 8 Dec 2019)
• Simon Charles Morris

  IRN SCM01090

  • CF4 Partner (4 Jan 2008 to 30 Sep 2011)
  • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
  • CF29 Significant management (1 Nov 2007 to 24 Jun 2008)
  • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2004 to 31 Oct 2007)
• Simon J Longfield

  IRN SJL01173

  • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
  • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

No changes recorded yet.