Seamus Finbarr Brosnan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MASECO LLP

    FRN 489718

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 28 Apr 2023)
    • CF30 Customer (18 Jun 2012 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (19 Feb 2010 to 20 May 2011)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (1 Nov 2007 to 4 Aug 2008)
    • CF26 Customer Trading (14 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Aug 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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