Grant Thornton UK LLP

Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
    Web
    https://www.grantthornton.co.uk

  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon James Juffs

    IRN SJJ00010

    • [FCA CF] Client dealing (31 Aug 2023 to 31 May 2024)
  • Simon James Lowe

    IRN SJL01299

    • CF4 Partner (2 Jul 2012 to 30 Jun 2015)
  • Simon Jonathan Jones

    IRN SJJ01104

    • CF4 Partner (1 Dec 2011 to 1 Dec 2018)
  • Simon Martin Alexander Carlin

    IRN SMC01150

    • CF26 Customer Trading (13 Jul 2004 to 29 Oct 2004)
    • CF21 Investment Adviser (13 Jul 2004 to 29 Oct 2004)
    • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 13 Jul 2004)
  • Simon Paul Davies

    IRN SPD01072

    • CF30 Customer (29 Jan 2010 to 16 Jul 2010)
  • Simon Sheaf

    IRN SXS01170

    • [FCA CF] Manager of certification employee (20 May 2021 to 26 Mar 2024)
  • Simon Turner

    IRN SXT00085

    • CF30 Customer (1 Nov 2007 to 21 Jul 2014)
    • CF24 Pension Transfer Specialist (21 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (21 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Feb 2005 to 21 Nov 2005)
  • Stephanie Case

    IRN SXC02960

    • CF4 Partner (13 Mar 2017 to 30 Apr 2018)
  • Stephen John Hammell

    IRN SJH01311

    • CF30 Customer (6 Jun 2013 to 9 Dec 2013)
  • Stephen John Mills

    IRN SJM01574

    • CF4 Partner (18 Jul 2014 to 15 Oct 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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