Simon Martin Alexander Carlin

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cactus Financial Planning Ltd

    FRN 990743

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
    • [FCA CF] Client dealing (since 1 Mar 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2024)
    • CF1 Director (AR) (29 Jun 2015 to 28 Feb 2024)
    • CF30 Customer (29 Jun 2015 to 28 Feb 2024)
  • The Lost Coin Financial Planning Ltd (no longer approved here)

    FRN 672057

    • Employed By (29 Jun 2015 to 28 Feb 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 18 May 2015)
    • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Aug 2006 to 8 Mar 2007)
  • Titan Pensions & Investments Limited (no longer approved here)

    FRN 143390

    • CF21 Investment Adviser (1 Nov 2004 to 14 Sep 2006)
    • CF24 Pension Transfer Specialist (1 Nov 2004 to 14 Sep 2006)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF21 Investment Adviser (13 Jul 2004 to 29 Oct 2004)
    • CF26 Customer Trading (13 Jul 2004 to 29 Oct 2004)
    • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 13 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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