Shauna Maria Radhika Jhappan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Sep 2012)
  • Shauna Jhappan

    FRN 587991

    • (1)Employed By (since 17 Sep 2012)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (28 Dec 2007 to 31 Mar 2009)
  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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