Sean Anthony Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

James Hambro & Company Limited
FRN 585154
- (9)Employed By (since 9 Nov 2018)
James Hambro & Partners LLP
FRN 513246
- CF30 Customer (since 18 Apr 2018)
Coutts & Company (no longer approved here)
FRN 122287
- CF30 Customer (9 Jun 2014 to 6 Mar 2016)
Grant Thornton UK LLP (no longer approved here)
FRN 231791
- CF30 Customer (12 Apr 2010 to 31 May 2014)
Santander UK Plc (no longer approved here)
FRN 106054
- CF24 Pension Transfer Specialist (5 Jul 2004 to 4 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.