Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Norman David Pickavance

    IRN NDP01064

    • CF4 Partner (6 Jul 2015 to 20 Oct 2016)
  • Paul Alan Henthorn

    IRN PAH01240

    • CF30 Customer (21 Apr 2008 to 7 Jun 2017)
  • Paul Antony Drage

    IRN PAD00014

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF26 Customer Trading (23 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Apr 2007 to 31 Oct 2007)
  • Paul Biggin

    IRN PJB01334

    • CF30 Customer (8 Sep 2017 to 29 Nov 2019)
  • Paul Brice

    IRN PXB00282

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Sep 2021)
  • Paul Charles McDevitt

    IRN PCM00008

    • CF21 Investment Adviser (1 Jul 2004 to 28 Jul 2006)
  • Paul David Morton

    IRN PDM00001

    • CF30 Customer (3 Sep 2012 to 30 Jan 2018)
  • Paul Donald Sayers

    IRN PDS00037

    • CF30 Customer (8 Sep 2016 to 17 May 2019)
  • Paul Flatley

    IRN PXF01310

    • CF4 Partner (1 Jul 2009 to 30 Jun 2017)
  • Paul Gibson

    IRN PXG00006

    • CF22 Investment Adviser (Trainee) (5 Feb 2007 to 19 Sep 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.