Paul Biggin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Nov 2023)
    • [FCA CF] Client dealing (since 29 Nov 2023)
    • CF30 Customer (since 29 Nov 2023)
  • Professional Independent Wealth Advice Ltd

    FRN 990284

    • (6)Employed By (since 29 Nov 2023)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Sep 2023)
    • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (8 Sep 2017 to 29 Nov 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (25 Jul 2013 to 27 Dec 2013)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (23 Mar 2010 to 20 Jun 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (16 Jan 2009 to 29 Jan 2010)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 3 Nov 2008)
    • CF21 Investment Adviser (21 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Dec 2006 to 21 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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