Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OCM WEALTH MANAGEMENT LIMITED
FRN 418826
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 30 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 30 Apr 2024)
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- CF21 Investment Adviser (1 Jul 2004 to 28 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.