Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 7 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
- CF30 Customer (26 Sep 2017 to 8 Dec 2019)
-
- CF30 Customer (21 Apr 2008 to 7 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.