Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Charles Loebl

    IRN JCL01134

    • CF4 Partner (2 Jul 2012 to 30 Jun 2014)
  • John Colm Cunningham

    IRN JCC01144

    • CF26 Customer Trading (9 Mar 2005 to 24 Nov 2006)
    • CF21 Investment Adviser (9 Mar 2005 to 24 Nov 2006)
    • CF24 Pension Transfer Specialist (9 Mar 2005 to 24 Nov 2006)
    • CF22 Investment Adviser (Trainee) (16 Nov 2004 to 9 Mar 2005)
  • John David Mew

    IRN JDM01124

    • CF30 Customer (1 Nov 2007 to 23 Jul 2008)
    • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
    • CF4 Partner (1 Jul 2004 to 30 Jun 2012)
    • CF8 Apportionment and Oversight (1 Jul 2004 to 31 Mar 2009)
  • John G Davies

    IRN JGD01052

    • CF4 Partner (1 Jul 2009 to 30 Jun 2013)
  • Jonathan Andrew Beer

    IRN JAB01291

    • CF26 Customer Trading (1 Jul 2004 to 29 Sep 2004)
    • CF21 Investment Adviser (1 Jul 2004 to 29 Sep 2004)
  • Jonathan Brian Maile

    IRN JXM04254

    • SMF27 Partner (since 9 May 2025)
  • Jonathan Charles Griffin

    IRN JCG01119

    • CF29 Significant management (8 Oct 2009 to 30 Jun 2012)
  • Jonathan Charles Riley

    IRN JCR01173

    • Responsible for Insurance Distribution (21 Jan 2020 to 30 Jun 2020)
    • SMF27 Partner (9 Dec 2019 to 30 Jun 2020)
    • CF4 Partner (16 May 2018 to 8 Dec 2019)
  • Jonathan Fisher

    IRN JSF01059

    • CF30 Customer (15 Jul 2016 to 29 Nov 2019)
  • Jonathan Neale

    IRN JXN01218

    • CF30 Customer (1 Mar 2013 to 30 Nov 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.