Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julie Wyn Davies

  IRN JWD01053

  • CF30 Customer (1 Nov 2007 to 24 Apr 2008)
  • CF22 Investment Adviser (Trainee) (3 Oct 2007 to 31 Oct 2007)
• Justin Rix

  IRN JXR00304

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
• Karl John Eddy

  IRN KJE01034

  • CF4 Partner (1 Jul 2015 to 1 Dec 2018)
• Kathleen Louise Campbell

  IRN KLC01064

  • SMF27 Partner (9 Dec 2019 to 1 Oct 2023)
  • CF4 Partner (16 Jun 2016 to 8 Dec 2019)
• Katy Croft

  IRN KXC00450

  • [FCA CF] Manager of certification employee (31 Dec 2024 to 31 Mar 2025)
• Keith Stephen Mitchell

  IRN KSM01031

  • CF29 Significant management (27 Jun 2008 to 31 Dec 2008)
• Kelly M Hayworth

  IRN KMH01045

  • CF21 Investment Adviser (1 Jul 2004 to 26 Jul 2004)
  • CF26 Customer Trading (1 Jul 2004 to 26 Jul 2004)
• Kelvin Barry Sebastian Wilson

  IRN KBW01020

  • CF30 Customer (19 Jul 2010 to 28 Feb 2014)
• Kerry Frances Holmes

  IRN KFH00011

  • CF30 Customer (8 Feb 2008 to 24 Aug 2012)
• Kevin Anthony Curran

  IRN KAC00001

  • CF22 Investment Adviser (Trainee) (6 Jun 2005 to 27 Apr 2007)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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