Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Hartland

  IRN KXH00190

  • CF30 Customer (since 27 Feb 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
• Kevin Mark Hollister

  IRN KMH01072

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
  • CF30 Customer (31 Mar 2015 to 8 Dec 2019)
• Kevin Thorne

  IRN KXT01152

  • CF4 Partner (1 Jul 2004 to 30 Jun 2005)
• Kiera Elise Chapman

  IRN KXC00313

  • [FCA CF] Client dealing (26 Oct 2022 to 15 Sep 2023)
• Kuljit Singh Dev

  IRN KSD00004

  • CF30 Customer (1 Nov 2007 to 26 Jun 2017)
  • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
• Laura Marshall

  IRN LXJ01060

  • CF30 Customer (1 Nov 2007 to 29 Nov 2019)
  • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
  • CF26 Customer Trading (18 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 18 May 2007)
• Laurence Peter Kehoe

  IRN LPK00004

  • CF11 Money Laundering Reporting (1 Jul 2004 to 2 Aug 2007)
• Laurie Benson

  IRN LXB00278

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2021 to 22 Oct 2021)
• Laurie John Eggleston

  IRN LJE01043

  • CF30 Customer (since 27 Feb 2025)
  • [FCA CF] Manager of certification employee (11 Jan 2022 to 24 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)
  • CF30 Customer (29 Apr 2017 to 8 Dec 2019)
• Lee Raymond Fellows

  IRN LRF00010

  • CF30 Customer (27 May 2017 to 29 Nov 2019)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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